Compliance
Compliance Service
At Bata Benítez & Asociados , we design and implement corporate compliance programs tailored to each company's sector, structure, operations, and risk level. Our programs cover tax, labor, environmental, and economic competition compliance, as well as anti-money laundering and sector-specific regulations . We ensure that operations are conducted ethically and in accordance with national legislation—including tax, environmental, and labor laws, and the Federal Law for the Prevention and Identification of Operations with Illicitly Obtained Resources (LFPIORPI)—as well as international standards and best practices such as ISO 37301 (Compliance Systems), ISO 37001 (Anti-Bribery), and OECD guidelines.
We conduct internal compliance audits , evaluating policies, controls, risk matrices, and operational processes to identify areas for improvement and potential contingencies. We develop and update codes of ethics, anti-corruption policies, internal manuals, operating protocols, reporting channels, and training programs , strengthening corporate culture and reducing exposure to administrative sanctions or criminal liability.
We assist our clients with regulatory investigations, inspections, administrative proceedings, internal and external complaints, and sanctioning processes , preparing strategic responses and representing them before authorities such as the Ministry of Labor and Social Welfare (STPS), the Tax Administration Service (SAT), the Ministry of Environment and Natural Resources (SEMARNAT), the Federal Attorney for Environmental Protection (PROFEPA), the National Banking and Securities Commission (CNBV), the Financial Intelligence Unit (UIF), the Federal Economic Competition Commission (COFECE), and the National Institute for Transparency, Access to Information and Personal Data Protection (INAI) , as applicable. Our work includes document collection and analysis, coordination with technical experts, and the design of mitigation and remediation plans to reduce current and future risks.
We develop monitoring, control, and reporting tools , enabling companies to periodically evaluate the effectiveness of their compliance program, measure key performance indicators (KPIs), document follow-up actions, and update policies in response to regulatory, legal, or market changes . This ensures that the compliance system remains dynamic, responsive, and aligned with the organization's evolution.
Our approach seeks not only to ensure regulatory compliance, but also to foster responsible and sustainable corporate practices , strengthening corporate credibility with investors, business partners, consumers, and authorities. We integrate compliance into the corporate strategy , ensuring that risk management, business ethics, transparency, and integrity are essential parts of daily operations.
With a proactive and preventative approach , we help companies minimize legal, operational, and reputational risks, strengthening the trust of shareholders, customers, employees, business partners, and regulatory authorities. Our goal is to build robust, ethical, and resilient business environments that foster stability and sustainable growth.
The services provided by our compliance practice include:
We advise on the implementation of programs and measures that guarantee compliance with the National Anti-Corruption System, the General Law of Administrative Responsibilities and other applicable regulations.
We conduct specialized assessments and reports to identify risks and propose solutions in mergers and acquisitions, corporate governance, and internal compliance.
We support the adoption of policies and controls that ensure compliance with the Federal Law on Economic Competition and prevent anti-competitive practices.
We design training programs for boards of directors and senior management, promoting international standards and the integration of environmental, social and governance principles.
We provide assistance in detecting illegal conduct, including domestic and foreign investigations by authorities such as the SEC or the U.S. Department of Justice.
We collaborate in the identification of risks and the implementation of controls to comply with Mexican legislation and regulations applicable to regulated financial activities.
We provide advice on regulatory compliance and contingency management before authorities such as CONDUSEF and PROFECO.
We implement data protection policies and procedures, including privacy notices, handling of sensitive information, and addressing procedures before regulatory authorities.
Build a solid and compliant company
Contact us for a strategic review of brands, contracts, and vulnerable activities.
